Research Papers: Design Theory and Methodology

Function Based Design-by-Analogy: A Functional Vector Approach to Analogical Search

[+] Author and Article Information
Jeremy Murphy

Schlumberger Limited,
Sugarland, TX 77478

Katherine Fu

Massachusetts Institute of Technology,
Singapore University of Technology and Design,
Cambridge, MA 02139

Kevin Otto, Kristin Wood

Engineering Product,
Development Pillar,
Singapore University of Technology and Design,
Singapore 138682

Maria Yang

Massachusetts Institute of Technology,
Cambridge, MA 02139

Dan Jensen

United States Air Force Academy,
Colorado Springs, CO 80840


1Corresponding author.

Contributed by the Design Theory and Methodology Committee of ASME for publication in the JOURNAL OF MECHANICAL DESIGN. Manuscript received June 20, 2013; final manuscript received July 16, 2014; published online August 14, 2014. Assoc. Editor: Jonathan Cagan.

J. Mech. Des 136(10), 101102 (Aug 14, 2014) (16 pages) Paper No: MD-13-1271; doi: 10.1115/1.4028093 History: Received June 20, 2013; Revised July 16, 2014

Design-by-analogy is a powerful approach to augment traditional concept generation methods by expanding the set of generated ideas using similarity relationships from solutions to analogous problems. While the concept of design-by-analogy has been known for some time, few actual methods and tools exist to assist designers in systematically seeking and identifying analogies from general data sources, databases, or repositories, such as patent databases. A new method for extracting functional analogies from data sources has been developed to provide this capability, here based on a functional basis rather than form or conflict descriptions. Building on past research, we utilize a functional vector space model (VSM) to quantify analogous similarity of an idea's functionality. We quantitatively evaluate the functional similarity between represented design problems and, in this case, patent descriptions of products. We also develop document parsing algorithms to reduce text descriptions of the data sources down to the key functions, for use in the functional similarity analysis and functional vector space modeling. To do this, we apply Zipf's law on word count order reduction to reduce the words within the documents down to the applicable functionally critical terms, thus providing a mapping process for function based search. The reduction of a document into functional analogous words enables the matching to novel ideas that are functionally similar, which can be customized various ways. This approach thereby provides relevant sources of design-by-analogy inspiration. As a verification of the approach, two original design problem case studies illustrate the distance range of analogical solutions that can be extracted. This range extends from very near-field, literal solutions to far-field cross-domain analogies.

Copyright © 2014 by ASME
Your Session has timed out. Please sign back in to continue.



Grahic Jump Location
Fig. 1

Overview of the functional analogy search development

Grahic Jump Location
Fig. 2

Knowledge database processing involves parsing, tokenizing, and stemming textual content of 65,000 random patents

Grahic Jump Location
Fig. 3

Functional vocabulary generation involves checking for convergence of functional terms, defining function regimes using zipf's law, and using wordnet/thesaurus to perform affinity mapping, defining functional vocabulary hierarchy

Grahic Jump Location
Fig. 4

Cumulative functions versus number of patents indexed with horizontal asymptote at ∼1700 functions and 61,000 patents verifying convergence of function vocabulary

Grahic Jump Location
Fig. 5

Term-document frequency versus order, showing the frequency falls below a 1% threshold (occur in <∼45,000 patents)

Grahic Jump Location
Fig. 6

Function vocabulary document frequency versus rank order comparison with zipf's power law distribution

Grahic Jump Location
Fig. 7

Query formulation and evaluation involves creating a sample patent database of 275,000 patents, defining how to build query vectors for chosen primary and secondary functions, and establishing a relevancy scoring for any patent in the database to a given functional query

Grahic Jump Location
Fig. 8

Query generator user interface

Grahic Jump Location
Fig. 9

Information retrieval and data clustering involves entering desired primary and secondary functions into query generator, exploring top 500 patents in search result viewer clustered by uspto patent class, viewed in PDF form with online patent database website

Grahic Jump Location
Fig. 10

Search result viewer showing average total relevancy score for patent class and individual total relevancy score for identified patents

Grahic Jump Location
Fig. 11

Integration into design process involves input from user generated functional modeling of design problem into patent analogy search, use as one of many possible design inspiration methods/aids during concept generation

Grahic Jump Location
Fig. 12

Black box functional model (top) and simplified functional model (bottom) of core functionality for an automated window washer

Grahic Jump Location
Fig. 13

Patent analogy search results. (a) Automated window cleaning device, an example of a near-field analogy (Patent No. 5,086,533), (b) automated floor cleaning device, an example of a far-field analogy (Patent No. 6,883,201), (c) transportable elevator system for vertically traversing buildings under construction (Patent No. 5,033,586).

Grahic Jump Location
Fig. 14

Simplified functional model of a guitar pickup winder

Grahic Jump Location
Fig. 15

Search results for pickup winder generic functions showing fruit peeler analogy

Grahic Jump Location
Fig. 16

Illustrations from analogous patents for the pickup winder. (a) U.S. Patent No. 5,105,735: perfected machine for peeling oranges and similar fruits, (b) U.S. Patent No. 5,121,888: spinning reel with a spool disengageable from a rear-mounted drag, (c) U.S. Patent No. 3,577,684: abrading machine with steering roll and tensioned abrading belt.

Grahic Jump Location
Fig. 17

Wire tension control analogy solution, U.S. Patent No. 5,038,657




Some tools below are only available to our subscribers or users with an online account.

Related Content

Customize your page view by dragging and repositioning the boxes below.

Related Journal Articles
Related eBook Content
Topic Collections

Sorry! You do not have access to this content. For assistance or to subscribe, please contact us:

  • TELEPHONE: 1-800-843-2763 (Toll-free in the USA)
  • EMAIL: asmedigitalcollection@asme.org
Sign In